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How OODA loops break

26 October 2012
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Summary: Analysis of America on the FM website talk about broken Observation-Orientation-Decision-Action (OODA) Loops. But what does this description mean? What are the consequences? Here’s the second of a series by Chet Richards (Colonel, USAF, retired) explaining this important subject.

Once broken, they’re difficult to reassemble.

In the last post, I ruminated on what a broken OODA loop is. But what is it that breaks?

A working OODA loop needs things like (see the OODA loop sketch at the end of this post):

  • A repertoire of actions that can flow implicitly from orientation, that is, you need to be (physically) able to do them and do them intuitively as Boyd would say
  • Implicit guidance and control links that can initiate these actions, that is, you can act when you intend to act
  • Orientation that can trigger appropriate actions, that is, you have made the process of selecting actions intuitive (that does not mean mindless, by the way)
  • A functioning conceptual spiral, that is, the “continuing whirl” of reorientation, mismatches, analyses and synthesis that does a couple of things. First, it keeps our orientation process aligned with reality, the unfolding situation. Think of this as allowing us to deal with the novelty that is flowing “around and over us,” much of it generated by our opponents. Second, it allows us to generate novelty of our own. I go into interminable detail on this in “John Boyd, Conceptual Spiral, and the Meaning of Life.”

If any one of these is absent, if it “breaks,” then the OODA loop is broken.  Just from looking at the length of the descriptions on this list, you can probably guess where most problems arise: Orientation. To come to grips with this, you have to keep in mind that although we often talk about orientation as a picture, as our impression of reality at some point in time, it really refers to the process of keeping those pictures up to date and projecting them into the future so we can use them as decision models.

Or, as Boyd once told me, an orientation is simply a pattern of ideas and actions.

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Think of orientation as something like an attractor. For example, if your orientation is that lower prices drive sales, then all of your actions will revolve around lowering prices — discounts, sales, rebates etc. Higher quality, cool features, and better service may not take as important a role. Your orientation will change over time, but it will always stay within this pattern of “low prices drive sales.”

Problems occur when the orientation process “locks” in a pattern that isn’t producing accurate representations of reality or, equivalently, decision models that don’t provide effective actions. Suppose, for example, that the “low prices drive sales” orientation suddenly confronts a competitor whose orientation attractor might be described as “insanely great” (and, of course, who has the actions to make it happen). Unless the low price competitor can shift in time to a more effective pattern, they are doomed.

Another problem is when there is not a common implicit orientation, that is, when there is no attractor or when there are many. In other words, when we don’t agree. This is probably what most people mean when they say that our OODA loop is broken. As Fabius notes, “America will be what we will it to be. Until we have agreement on that, in some broad fashion, we can do little.”

About the photograph:  “Broken Glass Shards” by Epoxydude.

For More Information (and a picture of a OODA loop)

(a) Other posts about OODA loops:

  1. Boyd’s Real OODA Loop, Fast Transients, 28 September 2012
  2. John Boyd, Conceptual Spiral, and the meaning of life, Fast Transients, 11 October 2012
  3. The lowdown on OODA Loops, 16 October 2012

(b)  Posts about America’s broken observation-orientation-decision-action loop (OODA loop)

  1. The housing crisis allows America to look in the mirror. What do we see?, 8 March 2009
  2. The magic of the mainstream media changes even the plainest words into face powder, 24 April 2009
  3. The media – a broken component of America’s machinery to observe and understand the world, 2 June 2009
  4. We’re ignorant about the world because we rely on our media for information, 3 June 2009
  5. A great, brief analysis of problem with America’s society – a model to follow when looking at other problems, 4 June 2009
  6. Does America have clear vision? Here’s an “eye chart” for our minds., 15 June 2009
  7. The weak link in America’s political regime, 16 September 2009
  8. DoD did not consider troop levels when devising our latest Af-Pak war plans, more evidence that their OODA loop is broken, 8 October 2009
  9. Attention fellow sheep: let’s open our eyes and see the walls of our pen, 16 October 2009
  10. America’s broken OODA loop in action: a swarming attack by ankle-biters in our intelligentsia, 26 February 2011
  11. Today’s geopolitical analysis.  Let’s laugh while America’s wealth flows down the drain., 11 August 2011
  12. A look at an enemy of America, and a discussion about the execution of al-Awlaki, 13 October 2011 — Facts are less important than our tribal loyalty.
  13. Chuck Spinney explains our broken OODA loop, 25 September 2012

A picture of a OODA loop in action

From The Essence of Winning and Losing (1996):

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John R. Boyd, “The Essence of Winning and Losing” (1996)

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7 Comments leave one →
  1. slapout9 permalink
    26 October 2012 5:13 am

    I still think it is primarily a decision algorithm. That is why I posted the clip about rules. Every time you go through the loop if the decision rules match(success/correct orientation) keep doing it, if the decision rules don’t match (failure/incorrect orientation) you have to change the rules. If you don’t change then you end up with a broken OODA Loop….it’s the GIGO garbage in/Garbage out.

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    • 26 October 2012 3:52 pm

      slapout9,

      Thanks. That’s what Boyd originally thought, too. But stage models, such as the OODA loop in its sequential form, don’t work very well as decision models. Gary Klein has a nice explanation of why in Sources of Power, pp. 128-130. Basically, as I quoted Jim Storr in “Boyd’s Real OODA Loop,” military units don’t act as if they were going through a series of stages, and for that matter, neither do people. In other words, if you left out the phrase, “Every time you go through the loop,” the rest of the sentence, “if the decision rules match (success/correct orientation) keep doing it, if the decision rules don’t match (failure/incorrect orientation) you have to change the rules” works just as well.

      In fact, Boyd didn’t provide a decision model, that is, an explanation of what goes on inside Orientation. Klein’s RPD works fine, but others probably would, too.

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    • slapout9 permalink
      26 October 2012 5:33 pm

      Chet,

      Thanks for the response.

      It still seems like when you deal with humans you have to have some kind of order or cycle that you go through or none of this would make sense. Example: after every action you take you (any human being) would observe (see,hear smell some type of primary input) before you continue through the cycle again. I have read Klein and have that book I think I am going to look up your reference.

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  2. John Cardillo permalink
    26 October 2012 6:35 am

    In engineering we call this Control System Theory. Control systems typically break when the feedback loop is positive. The financial system is a good example of this. Investment bubbles grow because people are attracted. The more people that are attracted to the investment, the more it grows, until the limits of the system are reached and the system crashes.

    Wikipedia entry on Nonlinear systems control.

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    • 26 October 2012 4:08 pm

      John,

      Thanks much.

      All true, of course, except that Boyd wasn’t using the “loop” as a model of a control mechanism. Your example is a good reason why. In fact what you’d like to do is get your opponents trapped in such a loop (Spinney coined the term “incestuous amplification” to denote the effect in groups of people).

      Boyd hated the term “control.” He thought it was mechanistic, top-down, and robbed the people in the organization of creativity and initiative: “control means to regulate, restrain, or hold to a certain standard as well as to direct or command.” (Organic Design, 32) Mike Wyly, one of the founders of maneuver warfare in the USMC, put it nicely when he said that he didn’t want to “control” his marines; he wanted to unleash them on the enemy. Question is how do you do this in a way that accomplishes the mission?

      Boyd’s answer was that first you establish mutual trust and cohesion (Einheit). Then most people in the unit will want to accomplish the mission, so you only need to guide and lead them, not control them. The two primary tools you have for doing this are the commander’s intent and mission orders. And of course, the personal presence of the commander at the time and place where he or she can have the most influence on the situation.

      None of this is to say that you don’t take action if you feel that things aren’t moving along as you think they should. But this should be regarded as the exception, not as your primary “control” mechanism.

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  3. Thomas More permalink
    27 October 2012 1:47 am

    Everyone has discussed broken OODA loops as though they just happen, through cupidity or bad luck or delusion. But here in America in 2012, quite a few highly intelligent wealthy people make a great deal of money out of deliberately breaking our OODA loops.

    Someone mentioned David Brin recently. This guy lives in a 1.3 million dollar mansion (on which we pays taxes of only 0.6%, thanks to the state of California) and he makes most of his money not from writing science fiction but from consulting for criminal corporations like IBM (whose CEO was recently indicted) that have energetically shipped their entire workforce overseas. Brin lavishes praise on America’s catastrophically broken military-industrial complex and enthuses “I have no problem with our military spending.” Brin adores the idea of slashing social security and medicare for the bottom 99% and has often written in favor of crazy proposals like raising the age for medicare eligibility and social security eligibility. As a single-person Delaware service corporation, Brin pays next to no taxes since he writes off almost all his expenses as corporate costs. Yet Brin claims to be in favor of the little guy, the average person — and in this Brin behaves exactly like Obama, who talks up his alleged support for the average middle-class American while enthusiastically implementing policies that are destroying the American middle class and accelerating America’s decay.

    We see the same pattern of talking as though they support a functional justice system and an economy that pays a living wage for middle class Americans while supporting policies that do exactly the opposite from Niall Ferguson and David Brooks and Thomas Friedman. All these pundits, along with David Brin and Barack Obama, speak words of populist reform, while advocating policies that do exactly the opposite.

    All these people seem to have realized that if they can dupe the public by claiming to do one thing, even as they actually do another, they can have it all: the public adores them, while the top 1% lavish these pundits with vast wealth for helping consolidate the oligarchs’ hold on American society.

    Just take a look at breathtaking spectacles like Barack Obama castigating the Syrians for brutally repressing demonstrators calling for freedom and justice, while Obama signs off on selling military weapons to the Chicago police force to brutally repress demonstrators calling for freedom and justice at the recent G20 meeting. Get a load of Hillary Clinton raging against the Chinese government for its use of widescale internet censorship, even as Hillary Clinton and the rest of the Obama administration enthusiastically advocate massive internet censorship projects like the “six strikes” system scheduled to go live throughout American ISPs this fall.

    You quickly realize that vast amounts of money are to be made by pundits who deliberately break America’s OODA loops at the behest of the oligarchs and giant corporate monopolies that rule our country.

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